RTA Downloads

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TRANSMISSION OF SHARES

RTA TRIPARTITE AGREEMENT

PHYSICAL TRANSFER OF SHARE FOR LISTED COMPANIES

Nomination

Loss of Shares

Issue of duplicate share certificate

INVESTORS SERVICES REQUEST/KYC

INVESTOR GRIEVANCE AND ESCALTION MATRIX

IEPF Claims

Dividend

Demat of Shares

Change of Name of Corporate Body

CIRCULAR FOR INVESTORS

Extension of timelines Freezing up to 31122023
SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/ 2021/655 dated November 3, 2021
SMALL COMPANY REVISED DEFINITION CIRCULA
Notifications without forwarding
SEBI Circular Dtd.27th Dec’2023
Special Window for Transfer and Dematerialisation of Physical Securities_January 30, 2026
Circular No.: SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97 - Ease of Doing Investment –Special Window for Re-lodgement of Transfer Requests of Physical Shares
Review of simplification of procedure and standardization of formats of documents for issuance of duplicate certificates_December 24, 2025
Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination_March 16, 2023
Doing away with requirement of issuance of Letter of Confirmation (“LOC”) and to effect direct credit of securities in dematerialisation account of the investor
CIRCULAR FOR MANDATORY DEMAT - UNLISTED PUBLIC COMPANIES
Issuance of Securities in dematerialized form in case of Investor Service Requests






“Prevent Unauthorized Transactions in your Demat / Trading Account -> Update your Mobile Number & Email IDs with your Depository Participants & Trading Member to receive alerts on your Registered Mobile for all debit and other important transactions in your Demat account directly from NSDL/CDSL/Stock Exchanges on the same day. | KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account | Issued in the interest of Investors” "Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020." | "Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge." | |“Special Window for Re-lodgement of Transfer Requests of Physical Shares - Circular No.: SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/97”|